CSRD and SFDR

The Corporate Sustainability Reporting Directive (CSRD) and the Sustainable Finance Disclosure Regulation (SFDR) are both key components of the European Union’s strategy to enhance sustainability transparency and drive sustainable finance.

Although they focus on different aspects of sustainability reporting and disclosure, they are complementary and interconnected. Here’s how they relate:

1. Purpose and Scope

CSRD: Targets corporate sustainability reporting, requiring companies to disclose detailed information on their sustainability performance, impacts, and risks. It broadens the scope of reporting to include more companies and ensures comprehensive, reliable, and comparable sustainability information.

SFDR: Aims at financial market participants (FMPs) and financial advisers, mandating them to disclose how they integrate sustainability risks, principal adverse impacts, and promote environmental or social characteristics in financial products.

2. Target Audience

CSRD: Applies to large companies, including listed companies, and certain SMEs. It ensures that businesses provide sustainability information that can be used by a variety of stakeholders, including investors, regulators, and the public.

SFDR: Targets financial market participants such as asset managers, institutional investors, insurance companies, and financial advisers. It ensures that these entities provide transparent information about the sustainability aspects of their financial products.

3. Content and Disclosure Requirements

CSRD: Requires detailed sustainability disclosures across various dimensions, including environmental, social, and governance (ESG) factors. Companies must report on:

  • Their sustainability strategy and business model.
  • Policies and due diligence processes related to sustainability.
  • Outcomes of these policies and processes.
  • Principal risks related to sustainability and how they are managed.
  • Key performance indicators (KPIs) related to ESG matters.

SFDR: Requires financial market participants to disclose a number of key requirements:

  • How sustainability risks are integrated into their investment decision-making processes.
  • Principal adverse impacts on sustainability factors.
  • How financial products meet environmental or social characteristics or have a sustainability objective.
  • Entity-level policies on the integration of sustainability risks

4. Alignment and Interconnection

Use of Common Standards: Both CSRD and SFDR aim to align with the EU Taxonomy Regulation, which provides a classification system for environmentally sustainable economic activities. This alignment ensures consistency in how sustainability is defined and reported.

CSRD: Companies are required to report on their alignment with the EU Taxonomy, detailing the extent to which their activities qualify as environmentally sustainable.

SFDR: Financial products must disclose how they align with the EU Taxonomy, specifying the proportion of underlying investments that are taxonomy-aligned.

Data Flow and Utilization:

CSRD: Provides the raw sustainability data that financial market participants need for their SFDR disclosures. By ensuring that companies report high-quality, comparable sustainability information, CSRD supports financial market participants in assessing sustainability risks and impacts.

SFDR: Utilizes the sustainability information disclosed under CSRD to inform investors about the sustainability characteristics and impacts of financial products. This information is crucial for SFDR compliance, as it forms the basis for disclosures on sustainability integration and adverse impacts.

5. Enhanced Transparency and Investor Confidence

Combined Effect: Together, CSRD and SFDR enhance the transparency and reliability of sustainability information across the entire investment chain—from corporate issuers to financial market participants to end investors. This comprehensive approach helps mitigate greenwashing, supports informed investment decisions, and fosters trust in sustainable finance.

Summary

The CSRD and SFDR are interrelated regulations that collectively enhance sustainability transparency within the EU. The CSRD focuses on corporate-level sustainability reporting, ensuring companies provide detailed and comparable ESG information. The SFDR focuses on financial market participants, requiring them to disclose how they integrate and promote sustainability in their financial products. Both regulations align with the EU Taxonomy to ensure consistency and reliability, facilitating the flow of high-quality sustainability information throughout the financial system.

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